Compliance Surveillance

Company Description

Natixis Corporate & Investment Banking is a leading global financial institution that provides advisory, investment banking, financing, corporate banking and capital markets services to corporations, financial institutions, financial sponsors and sovereign and supranational organizations worldwide.

Our teams of experts in close to 30 countries advise clients on their strategic development, helping them to grow and transform their businesses, and maximize their positive impact. Natixis CIB is committed to aligning its financing portfolio with a carbon neutrality path by 2050 while helping its clients reduce the environmental impact of their business.

As part of Groupe BPCE, the second largest banking group in France through the Banque Populaire and Caisse d’Epargne retail networks, Natixis CIB benefits from the Group’s financial strength and solid financial ratings (Standard & Poor's: A+, Moody's: A2, Fitch Ratings: A+,R&I: A+).

Job Description

On a daily basis, your tasks are to:

• Address the escalation and closure of alerts regarding market surveillance, relating to potential market abuse in connection with the monitoring team in Porto and other regional experts;
• Ensure that surveillance alerts are processed correctly and on time;
• Contribute to the drafting of suspicious transaction reports sent to the regulator;
• Contribute to the response to regulators' requests;
• Contribute to the configuration of the monitoring system;
• Participate in the evolution of surveillance systems (contribute to the implementation of tools);
• Identify areas for improvement in the monitoring system and participate in their implementation in partnership with the 1era line of defense, the Compliance Advisory and the IT team;
• Adapt monitoring processes according to new regulatory provisions;
• Participate in the testing of new tools, new features, or bug fixes implemented by the IT team.

As a compliance officer in market surveillance, you participate in the optimization of the operation of the operational system of market surveillance to detect potential breaches.

You work in an international environment, within a community of experts who place excellence, impact and collective action at the heart of everything they do.

As a Top Employer, we place our employees at the center of our attention. Internal mobility, career development and training programs allow you to grow and flourish throughout your journey.

You work in a hybrid, inclusive and collaborative working environment.

You also have the opportunity to engage in favor of society and causes that are important to you through our corporate foundation.

About the recruitment process

You will be contacted by one of our recruiters before meeting our business experts (manager, team member or business sector).

Required Skills/Qualifications/Experience

• Market finance activities;
• Financial products belonging to different asset classes;
• The analysis and identification of complex situations and fraud risks);
• Various monitoring systems (Actimize, Smarts, Trading Hub, etc.) and you know how to apprehend and evaluate data and alerts from such systems.

• Collaborative and motivated by sharing expertise and managing transformation projects;
• Motivated by teamwork;
• Responsive and adaptable.